SIE Overview

The Securities Industry Essentials® (SIE®) Exam is a FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices.

The SIE is open to anyone aged 18 or older, including students and prospective candidates interested in demonstrating basic industry knowledge to prospective employers. Association with a firm is not required to take the SIE, and results are valid for four years. 

Full exam overview - https://www.finra.org/registration-exams-ce/qualification-exams/securities-industry-essentials-exam

Award Details - 

• Full reimbursement of Kaplan study materials ($80) & SIE exam ($80), Total = $160 + Shipping

  • Scholarship is only applicable for Kaplan SIE prep course (basic)

  • https://home.kaplanlearn.com/shop/texasstateuniversity

• Ability to put scholarship award on Resume/LinkedIn

Guidelines - 

• Fully commit to studying for the SIE during summer break (2025) before the Fall 2025 semester begins

• Take the exam by the beginning of the Fall 2025 semester

• Payment will only be disbursed after sending proof of passing to ecq12@txstate.edu

• Scholarship will be revoked and offered to another FMA member if not taken by date above

• If the student fails the first exam, they have to contact ran85@txstate.edu to define next steps

This is a merit-based scholarship, as we want driven students who want to learn and further their careers in finance to apply. The Securities Industry Essentials (SIE) is the introductory FINRA exam that is to be taken by any financial professional upon graduation. Taking this exam as a collegiate student, propels your career and qualifications further, as you compete for internship/job opportunities.

We are excited to inaugurate this extremely valuable scholarship, and we hope that the scholarship winners will take this opportunity to grow as students and future finance professionals.

Questions? Direct to Javier Rivas Ghersi - ran85@txstate.edu

Looking for a 2025 Summer Internship?

• Check out our Internship page on GroupMe

• We will be continually updating on their, so stay tuned!

• Also refer to Mentorship Cohort for opportunities that arise

• Start applying ASAP!

• Landed an internship/FT job offer? - fill out our form HERE to let us know!

  • (click where it says here)

Finance|Able (click here for website)

• Finance|able was created to smooth the path into finance from a variety of angles beyond traditional training. 

• Link to Instagram 

• We get two free courses for free (Valuation & Accounting)- highly recommend 

• 15% discount on all courses with code FMA15off

Finance|Able (step-by-step instructions):

• • Go to finance-able.com

  • Click LEARN **DO NOT CLICK COURSES**---> and then click ‘personalised training app’. 

  • Then click the Login Button on the far left

  • Enter your email address

  • A special code will be sent to that email for access -> enter the code

  • Click the Rocket Icon to enter the Learning Interface

  • Pick a Learn Path and jump into the courses!